Filing Details

Accession Number:
0001104659-20-096128
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-17 16:36:03
Reporting Period:
2020-08-13
Accepted Time:
2020-08-17 16:36:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1590799 Riverview Financial Corp RIVE National Commercial Banks (6021) 383917371
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1666749 Castle Creek Capital Partners Vi, Lp C/o Castle Creek Capital Llc
6051 El Tordo, Po Box 1329
Rancho Santa Fe CA 92067
No No Yes No
1671438 Castle Creek Capital Vi Llc C/o Castle Creek Capital Llc
6051 El Tordo, Po Box 1329
Rancho Santa Fe CA 92067
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-08-13 129,784 $6.90 1,781,249 No 4 P Direct
Common Stock Acquisiton 2020-08-14 85,399 $7.20 1,866,648 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. These securities are directly held by Castle Creek Capital Partners VI, LP ("Fund VI"). Castle Creek Capital VI LLC is the sole general partner of Fund VI. Castle Creek Capital VI LLC disclaims beneficial ownership of such shares of Common Stock, except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that Castle Creek Capital VI LLC is the beneficial owner of such shares of Common Stock for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  2. The reported price is a weighted-average price. These shares were acquired in multiple transactions at prices ranging from $7.00 to $7.20, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within this range.