Filing Details
- Accession Number:
- 0001127602-20-023610
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-14 16:40:56
- Reporting Period:
- 2020-08-12
- Accepted Time:
- 2020-08-14 16:40:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1682852 | Moderna Inc. | MRNA | Biological Products, (No Disgnostic Substances) (2836) | 813467528 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1760669 | Stephen Hoge | C/O Moderna, Inc. 200 Technology Square Cambridge MA 02139 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-08-12 | 932 | $69.05 | 1,965,598 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-08-12 | 3,138 | $69.92 | 1,962,460 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-08-12 | 400 | $70.77 | 1,962,060 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-08-12 | 230 | $72.01 | 1,961,830 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-08-12 | 200 | $73.18 | 1,961,630 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-08-12 | 100 | $74.06 | 1,961,530 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-08-13 | 10,000 | $0.99 | 1,971,530 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-08-13 | 10,000 | $69.05 | 1,961,530 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-08-13 | 4,300 | $67.80 | 1,957,230 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-08-13 | 700 | $68.49 | 1,956,530 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-08-13 | 10,000 | $0.00 | 10,000 | $0.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 847,431 | 2023-08-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,116 | Indirect | By Valhalla, LLC |
Footnotes
- The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on June 1, 2020.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.55 to $69.48. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.56 to $70.46. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.57 to $71.03. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.64 to $72.33. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $72.90 to $73.45. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $67.29 to $68.28. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.33 to $68.81. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- This option is fully vested and exercisable.
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