Home > Insider Trading > Filing (0001209191-20-046753)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
798941	First Citizens Bancshares Inc	FCNCA	State Commercial Banks (6022)	561528994

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1563815	H Claire Bristow	4300 Six Forks Road Raleigh NC 27609		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common	Disposition	2020-03-27	100,000	$0.00	251,675	No	5	G	Indirect	Claire Holding Bristow 2nd Amended and Restated Trust
Class A Common	Acquisiton	2020-07-08	6,000	$0.00	257,675	No	5	G	Indirect	Claire Holding Bristow 2nd Amended and Restated Trust
Class A Common	Acquisiton	2020-03-27	100,000	$0.00	100,000	No	5	G	Indirect	Claire H. Bristow 2020 GRAT
Class B Common	Disposition	2020-03-27	50,000	$0.00	33,950	No	5	G	Indirect	Claire Holding Bristow 2nd Amended and Restated Trust
Class B Common	Acquisiton	2020-03-27	50,000	$0.00	50,000	No	5	G	Indirect	Claire H. Bristow 2020 GRAT
Depositary Shares	Acquisiton	2020-04-07	1,285	$21.60	41,285	No	4	P	Indirect	Claire Holding Bristow 2nd Amended and Restated Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Indirect	Claire Holding Bristow 2nd Amended and Restated Trust
No	5	G	Indirect	Claire Holding Bristow 2nd Amended and Restated Trust
No	5	G	Indirect	Claire H. Bristow 2020 GRAT
No	5	G	Indirect	Claire Holding Bristow 2nd Amended and Restated Trust
No	5	G	Indirect	Claire H. Bristow 2020 GRAT
No	4	P	Indirect	Claire Holding Bristow 2nd Amended and Restated Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common	30,000	Direct
Class A Common	12,152	Indirect	As Co-Trustee for Peter McDonald Bristow 2019 Irrevocable Family Trust
Class A Common	10,858	Indirect	As beneficiary of Trust
Class A Common	14,500	Indirect	By spouse as Trustee for Claire Holding Bristow 2018 Irrevocable Family Trust
Class A Common	8,963	Indirect	By spouse as trustee for Peter M. Bristow 2nd Amended and Restate Trust Agreement
Class A Common	12,560	Indirect	By daughter Ella Bristow
Class A Common	6,106	Indirect	PMB Investments, LLC
Class A Common	2,154	Indirect	CRB Investments, LLC
Class A Common	2,045	Indirect	EHB Investments, LLC
Class A Common	19,041	Indirect	By spouse as trustee for PMB Trust 2011
Class A Common	19,041	Indirect	By spouse as trustee for CRB Trust 2011
Class A Common	19,041	Indirect	By spouse as trustee for EHB Trust 2011
Class B Common	1,250	Indirect	As beneficiary of Trust
Class B Common	538	Indirect	By spouse as trustee for Peter M. Bristow 2nd Amended and Restate Trust Agreement
Class B Common	8,350	Indirect	PMB Investments, LLC
Class B Common	8,850	Indirect	CRB Investments, LLC
Class B Common	8,710	Indirect	EHB Investments, LLC
Class B Common	2,163	Indirect	By daughter Ella Bristow

Footnotes

Reflects a contribution of shares by the reporting person from indirect ownership in a revocable trust to a grantor retained annuity trust. The reporting person is the trustee and sole annuitant of the GRAT, and the contribution results in an exempt change in form of beneficial ownership.
The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.