Home > Insider Trading > Filing (0001567619-20-015105)

Filing Details

Accession Number:: 0001567619-20-015105
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-08-13 16:24:36
Reporting Period:: 2020-08-11

Accepted Time:: 2020-08-13 16:24:36
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1356090	Precigen Inc.	PGEN	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1091823	J Randal Kirk	C/O Third Security, Llc 1881 Grove Avenue Radford VA 24141	Executive Chairman	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-08-11	562,568	$4.50	13,216,701	No	4	P	Indirect	by R.J. Kirk DOT
Common Stock	Acquisiton	2020-08-12	278,921	$4.26	13,495,622	No	4	P	Indirect	by R.J. Kirk DOT
Common Stock	Acquisiton	2020-08-11	21,733	$4.50	460,584	No	4	P	Indirect	by JPK 2008
Common Stock	Acquisiton	2020-08-12	10,775	$4.26	471,359	No	4	P	Indirect	by JPK 2008
Common Stock	Acquisiton	2020-08-11	59,806	$4.50	2,256,656	No	4	P	Indirect	by JPK 2009
Common Stock	Acquisiton	2020-08-12	29,652	$4.26	2,286,308	No	4	P	Indirect	by JPK 2009
Common Stock	Acquisiton	2020-08-11	33,934	$4.50	1,564,607	No	4	P	Indirect	by JPK 2012
Common Stock	Acquisiton	2020-08-12	16,824	$4.26	1,581,431	No	4	P	Indirect	by JPK 2012
Common Stock	Acquisiton	2020-08-11	21,765	$4.50	459,604	No	4	P	Indirect	by MGK 2008
Common Stock	Acquisiton	2020-08-12	10,792	$4.26	470,396	No	4	P	Indirect	by MGK 2008
Common Stock	Acquisiton	2020-08-11	61,544	$4.50	2,496,833	No	4	P	Indirect	by MGK 2009
Common Stock	Acquisiton	2020-08-12	30,514	$4.26	2,527,347	No	4	P	Indirect	by MGK 2009
Common Stock	Acquisiton	2020-08-11	18,054	$4.50	1,553,131	No	4	P	Indirect	by MGK 2011
Common Stock	Acquisiton	2020-08-12	8,952	$4.26	1,562,083	No	4	P	Indirect	by MGK 2011
Common Stock	Acquisiton	2020-08-11	21,741	$4.50	424,782	No	4	P	Indirect	by ZSK 2008
Common Stock	Acquisiton	2020-08-12	10,779	$4.26	435,561	No	4	P	Indirect	by ZSK 2008
Common Stock	Acquisiton	2020-08-11	4,018	$4.50	210,660	No	4	P	Indirect	by ZSK 2009
Common Stock	Acquisiton	2020-08-12	1,993	$4.26	212,653	No	4	P	Indirect	by ZSK 2009
Common Stock	Acquisiton	2020-08-11	3,355	$4.50	218,459	No	4	P	Indirect	by Kellie L. Banks LTT
Common Stock	Acquisiton	2020-08-12	1,664	$4.26	220,123	No	4	P	Indirect	by Kellie L. Banks LTT

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	by R.J. Kirk DOT
No	4	P	Indirect	by R.J. Kirk DOT
No	4	P	Indirect	by JPK 2008
No	4	P	Indirect	by JPK 2008
No	4	P	Indirect	by JPK 2009
No	4	P	Indirect	by JPK 2009
No	4	P	Indirect	by JPK 2012
No	4	P	Indirect	by JPK 2012
No	4	P	Indirect	by MGK 2008
No	4	P	Indirect	by MGK 2008
No	4	P	Indirect	by MGK 2009
No	4	P	Indirect	by MGK 2009
No	4	P	Indirect	by MGK 2011
No	4	P	Indirect	by MGK 2011
No	4	P	Indirect	by ZSK 2008
No	4	P	Indirect	by ZSK 2008
No	4	P	Indirect	by ZSK 2009
No	4	P	Indirect	by ZSK 2009
No	4	P	Indirect	by Kellie L. Banks LTT
No	4	P	Indirect	by Kellie L. Banks LTT

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	0	Indirect	by Mascara Kaboom
Common Stock	1,576,006	Indirect	by Senior Staff 2008
Common Stock	1,576,006	Indirect	by Staff 2010
Common Stock	1,252,438	Indirect	by Incentive 2010

Footnotes

Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Mascara Kaboom, LLC ("Mascara Kaboom"), Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), and Third Security Incentive 2010 LLC ("Incentive 2010"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
On May 1, 2020, the manager of Mascara Kaboom elected to dissolve and terminate the company, and distribute the assets of the company to its members, all of which are controlled by Mr. Kirk, in accordance with the company's Operating Agreement, dated October 25, 2012. In connection with this dissolution, Mascara Kaboom distributed 5,483,957 shares of issuer common stock to each of its members: R.J. Kirk DOT (3,065,532), JPK 2008 (71,291), MGK 2008 (71,291), ZSK 2008 (65,807), JPK 2009 (520,977), MGK 2009 (603,235), ZSK 2009 (54,840), JPK 2012 (213,875), Kellie L. Banks LTT (32,904), MGK 2011 (235,810), Senior Staff 2008 (219,358), Staff 2010 (219,358), and Incentive 2010 (109,679).