Filing Details

Accession Number:
0001820074-20-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-12 19:09:52
Reporting Period:
2020-08-10
Accepted Time:
2020-08-12 19:09:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1024478 Rockwell Automation Inc ROK Measuring & Controlling Devices, Nec (3829) 251797617
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1417866 W. Steven Etzel Rockwell Automation, Inc.
1201 South 2Nd Street, E-7F19
Milwaukee WI 53204
Vp And Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-08-10 1,000 $115.69 9,923 No 4 M Direct
Common Stock Disposition 2020-08-10 1,000 $229.89 8,923 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2020-08-10 1,000 $0.00 1,000 $115.69
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,200 2015-12-02 2024-12-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 670 Indirect By Savings Plan
Footnotes
  1. Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 06/30/2020.
  2. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $229.8100 to $229.9200. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  3. Includes 1,040 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.