Filing Details

Accession Number:
0001181431-11-021029
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-31 18:33:45
Reporting Period:
2011-03-30
Filing Date:
2011-03-31
Accepted Time:
2011-03-31 18:33:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
898171 Uwharrie Capital Corp NONE State Commercial Banks (6022) 561814206
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1491321 Todd S Swaringen Po Box 338
132 North First Street
Albemarle NC 28002-0338
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock (Held By Self) Acquisiton 2011-03-30 400 $3.75 400 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock (See Footnote 1) 1,100 Direct
Footnotes
  1. Held by Cede & Co., Depository for Pershing Safekeeper for Stephen Todd Swaringen