Filing Details

Accession Number:
0001628280-20-012459
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-11 20:50:01
Reporting Period:
2020-08-07
Accepted Time:
2020-08-11 20:50:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1176948 Ares Management Corp ARES Investment Advice (6282) 954656677
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1779014 Naseem Aghili Sagati 2000 Avenue Of The Stars
12Th Floor
Los Angeles CA 90067
General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-08-07 26,420 $19.00 188,042 No 4 M Direct
Class A Common Stock Disposition 2020-08-07 17,968 $40.81 170,074 No 4 F Direct
Class A Common Stock Disposition 2020-08-10 8,452 $42.16 161,622 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Options (Right to Buy) Disposition 2020-08-07 26,420 $0.00 26,420 $19.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
79,262 2024-05-01 No 4 M Direct
Footnotes
  1. Includes 137,428 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.
  2. The price reported in Column 4 is a weighted average price. These shares were sold on August 10, 2020 in multiple transactions at prices ranging from $42.02 to $42.35. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The options are fully vested as of May 1, 2019.