Filing Details

Accession Number:
0000950142-20-001988
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-11 19:56:20
Reporting Period:
2020-08-10
Accepted Time:
2020-08-11 19:56:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1805284 Rocket Companies Inc. RKT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1797895 Nancy Tellem C/o Rocket Companies, Inc.
1050 Woodward Avenue
Detroit MI 48226
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-08-10 35,000 $18.00 35,000 No 4 P Indirect By spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By spouse
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 11,111 Direct
Footnotes
  1. Represents shares of Class A common stock purchased through a directed share program in connection with the initial public offering of the Issuer's Class A common stock. These shares were purchased at the public offering price of $18.00 per share.
  2. Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in three equal installments of 33.33% on each of August 5, 2021, August 5, 2022 and August 5, 2023, subject to the reporting person's continued employment on the applicable vesting date.