Filing Details

Accession Number:
0000950142-20-001987
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-11 19:55:33
Reporting Period:
2020-08-10
Accepted Time:
2020-08-11 19:55:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1805284 Rocket Companies Inc. RKT Mortgage Bankers & Loan Correspondents (6162) 844946470
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1816502 Jay Farner C/o Rocket Companies, Inc.
1050 Woodward Avenue
Detroit MI 48226
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-08-10 204,000 $18.00 204,000 No 4 P Indirect By trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 850,000 Direct
Footnotes
  1. Represents shares of Class A common stock purchased through a directed share program in connection with the initial public offering of the Issuer's Class A common stock. These shares were purchased at the public offering price of $18.00 per share.
  2. These shares of Class A common stock are held in trust for the benefit of the reporting person's children, for which the reporting person's spouse serves as trustee. The reporting person disclaims beneficial ownership of the shares of Class A common stock held in the trust, except to the extent of his pecuniary interest therein.
  3. Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in three equal installments of 33.33% on each of August 5, 2021, August 5, 2022 and August 5, 2023, subject to the reporting person's continued employment on the applicable vesting date.