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Filing Details

Accession Number:: 0001603978-20-000111
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-08-11 17:29:16
Reporting Period:: 2020-08-11

Accepted Time:: 2020-08-11 17:29:16
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1603978	Aquabounty Technologies Inc.	AQB	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1189647	L Richard Huber	C/O Aquabounty Technologies, Inc. 2 Mill &Amp; Main Place, Suite 395 Maynard MA 01754		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-08-11	40,000	$2.50	61,311	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Options to Purchase Common Stock	$9.60	2011-11-01	2020-11-01	800	800	Direct
Common Stock	Options to Purchase Common Stock	$3.30	2012-07-01	2021-07-01	800	800	Direct
Common Stock	Options to Purchase Common Stock	$3.60	2013-07-01	2022-07-01	800	800	Direct
Common Stock	Options to Purchase Common Stock	$10.50	2014-07-01	2023-07-01	800	800	Direct
Common Stock	Options to Purchase Common Stock	$10.80	2015-07-01	2024-07-01	800	800	Direct
Common Stock	Options to Purchase Common Stock	$5.70	2016-02-26	2025-02-26	2,500	2,500	Direct
Common Stock	Options to Purchase Common Stock	$9.60	2017-03-01	2026-03-01	2,500	2,500	Direct
Common Stock	Options to Purchase Common Stock	$14.20	2018-02-27	2027-04-21	2,500	2,500	Direct
Common Stock	Options to Purchase Common Stock	$2.50	2019-02-27	2028-02-27	2,500	2,500	Direct
Common Stock	Options to Purchase Common Stock	$2.11	2020-03-05	2029-03-05	2,500	2,500	Direct
Common Stock	Options to Purchase Common Stock	$1.88	2021-03-12	2030-03-12	2,500	2,500	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-11-01	800	800	Direct
2021-07-01	800	800	Direct
2022-07-01	800	800	Direct
2023-07-01	800	800	Direct
2024-07-01	800	800	Direct
2025-02-26	2,500	2,500	Direct
2026-03-01	2,500	2,500	Direct
2027-04-21	2,500	2,500	Direct
2028-02-27	2,500	2,500	Direct
2029-03-05	2,500	2,500	Direct
2030-03-12	2,500	2,500	Direct

Footnotes

Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
Options to purchase common stock were granted on 11/1/2010 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
Options to purchase common stock were granted on 7/1/2011 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
Options to purchase common stock were granted on 7/1/2012 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
Options to purchase common stock were granted on 7/1/2013 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
Options to purchase common stock were granted on 7/1/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
Options to purchase common stock were granted on 2/26/2015 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
Options to purchase common stock were granted on 3/1/2016 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
Options to purchase common stock were granted on 3/5/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year from the date of grant.