Filing Details

Accession Number:
0001603978-20-000107
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-11 17:26:41
Reporting Period:
2020-08-11
Accepted Time:
2020-08-11 17:26:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1603978 Aquabounty Technologies Inc. AQB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1583123 L. Rick Sterling C/O Aquabounty Technologies, Inc.
Two Mill And Main Place, Suite 395
Maynard MA 01754
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-08-11 1,200 $2.50 1,295 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options to Purchase Common Stock $2.32 2021-05-14 2030-05-14 2,000 2,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2030-05-14 2,000 2,000 Direct
Footnotes
  1. Options to purchase common stock were granted on 5/14/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year from the date of grant.