Filing Details

Accession Number:
0001213900-20-020992
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-10 06:23:20
Reporting Period:
2020-07-24
Accepted Time:
2020-08-10 06:23:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1674227 Scworx Corp. WORX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1270809 Mark Shefts 160 Summit Ave
Montvale NJ 07645
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Restricted Stock Units Acquisiton 2020-07-24 100,000 $0.00 100,000 No 4 A Direct
Common Stock Acquisiton 2020-07-24 20,000 $0.00 20,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 32,453 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Common Stock Purchase Warrant $28.50 2018-02-28 2020-08-28 4,394 4,394 Direct
Common Stock Common Stock Purchase Warrant $141.17 2017-03-02 2021-09-02 2,340 2,340 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-08-28 4,394 4,394 Direct
2021-09-02 2,340 2,340 Direct
Footnotes
  1. The RSUs were issued to the reporting person as compensation for serving as a director in 2020 and vest fully 09/17/20.
  2. Owned of record by Mark Shefts, Trustee of Mark Shefts Revocable Trust UDT 10/07/09
  3. These shares were transferred to the reporting person as compensation for serving as a director.