Filing Details
- Accession Number:
- 0001624794-20-000069
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-07 20:46:58
- Reporting Period:
- 2020-08-06
- Accepted Time:
- 2020-08-07 20:46:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1624794 | Csw Industrials Inc. | CSWI | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1413614 | B Joseph Armes | 5420 Lyndon B Johnson Fwy Ste. 500 Dallas TX 75240-1007 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-08-06 | 8,961 | $25.23 | 51,036 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-08-06 | 16,432 | $25.52 | 67,468 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-08-06 | 23,593 | $72.44 | 43,875 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-08-06 | 1,800 | $73.12 | 42,075 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-08-07 | 13,607 | $25.23 | 55,682 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-08-07 | 13,607 | $72.72 | 42,075 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-08-07 | 13,445 | $25.52 | 55,520 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Disposition | 2020-08-06 | 8,961 | $0.00 | 8,961 | $25.23 |
| Common Stock | Option (right to buy) | Disposition | 2020-08-06 | 16,432 | $0.00 | 16,432 | $25.52 |
| Common Stock | Option (right to buy) | Disposition | 2020-08-07 | 13,607 | $0.00 | 13,607 | $25.23 |
| Common Stock | Option (right to buy) | Disposition | 2020-08-07 | 13,445 | $0.00 | 13,445 | $25.52 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 77,020 | 2015-12-30 | 2024-08-28 | No | 4 | M | Direct |
| 13,445 | 2015-10-14 | 2023-07-15 | No | 4 | M | Direct |
| 63,413 | 2015-12-30 | 2024-08-28 | No | 4 | M | Direct |
| 0 | 2015-10-14 | 2023-07-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,502 | Indirect | JBA Family Partners, L.P. |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Rights | $0.00 | 41,260 | 41,260 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 41,260 | 41,260 | Direct |
Footnotes
- Reflects the broker-assisted cashless exercise and sale of non qualified stock options.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.82, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.23, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.31 to $73.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- Reflects the exercise of incentive stock options and retention of the underlying shares, through which the reporting person remitted cash to the issuer in satisfaction of the exercise price.
- Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle ending on each of March 31, 2021, 2022 and 2023 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.
Billionaire Hedge Funds
