Filing Details

Accession Number:
0001209191-20-045670
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-07 16:09:26
Reporting Period:
2020-08-06
Accepted Time:
2020-08-07 16:09:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
862692 Cryo Cell International Inc CCEL Services-Misc Health & Allied Services, Nec (8090) 223023093
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1646597 L. Brian Sheehy 700 Brooker Creek Blvd
Suite 1800
Oldsmar FL 34677
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-08-06 5,849 $8.72 490,048 No 4 P Indirect By Corporation
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Corporation
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $7.53 2019-08-30 2029-08-30 20,000 20,000 Direct
Common Stock Stock Option $7.74 2019-11-25 2029-11-25 5,300 5,300 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2029-08-30 20,000 20,000 Direct
2029-11-25 5,300 5,300 Direct
Footnotes
  1. Shares of Common Stock held by IsZo GP, as to which Brian L. Sheehy may be deemed the beneficial owner as the managing member of IsZo GP and the President and the general partner of ICM. IsZo GP is the general partner of the Fund and ICM is the investment manager of the Fund.
  2. Stock options will vest 1/3 upon date of grant, 1/3 on August 30, 2020 and 1/3 on August 30, 2021.
  3. Stock options vest at a rate of 1/12 per month commencing on November 25, 2019.