Filing Details
- Accession Number:
- 0001707925-20-000056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-07 12:56:56
- Reporting Period:
- 2020-08-06
- Accepted Time:
- 2020-08-07 12:56:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1707925 | Linde Plc | LIN | Industrial Inorganic Chemicals (2810) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1809034 | Juergen Nowicki | C/O Linde Plc The Priestley Centre, 10 Priestley Road Guildford, Surrey X0 GU2 7XY | Executive Vp, Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2020-08-06 | 763 | $1.92 | 1,824 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2020-08-06 | 7 | $245.53 | 1,817 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Options (right to buy) | Disposition | 2020-08-06 | 763 | $0.00 | 763 | $1.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-06-01 | 2021-06-01 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Restricted Stock Units | $0.00 | 155 | 155 | Direct | ||
| Ordinary Shares | Restricted Stock Units | $0.00 | 435 | 435 | Direct | ||
| Ordinary Shares | Restricted Stock Units | $0.00 | 365 | 365 | Direct | ||
| Ordinary Shares | Restricted Stock Units | $0.00 | 1,260 | 1,260 | Direct | ||
| Ordinary Shares | Stock Options (right to buy) | $1.92 | 2021-06-07 | 2022-06-07 | 645 | 645 | Direct |
| Ordinary Shares | Stock Options (right to buy) | $176.63 | 2029-03-20 | 4,860 | 4,860 | Direct | |
| Ordinary Shares | Stock Options (right to buy) | $173.13 | 2030-03-09 | 4,420 | 4,420 | Direct | |
| Ordinary Shares | Stock Options (right to buy) | $173.13 | 2030-04-01 | 15,280 | 15,280 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 155 | 155 | Direct | |
| 435 | 435 | Direct | |
| 365 | 365 | Direct | |
| 1,260 | 1,260 | Direct | |
| 2022-06-07 | 645 | 645 | Direct |
| 2029-03-20 | 4,860 | 4,860 | Direct |
| 2030-03-09 | 4,420 | 4,420 | Direct |
| 2030-04-01 | 15,280 | 15,280 | Direct |
Footnotes
- Ordinary shares sold to pay exercise price and taxes, and the reporting person retained the 756 shares net of the sale of shares.
- Restricted Stock Units ("RSUs") and stock options have been granted pursuant to the Business Combination Agreement among Praxair, Inc., Linde AG, Linde plc and certain of their affiliates, dated June 1, 2017, as amended (the "BCA"). The RSUs and stock options replace certain previously granted equity awards granted by Linde AG that were terminated in connection with the closing of the Business Combination of Praxair, Inc. and Linde AG that occurred on October 31, 2018. A more detailed explanation of these RSU and stock option replacement awards is discussed in the Linde plc Registration Statement on Form S-4 (Amendment No. 4) filed with the SEC on August 11, 2017 under the section titled "The Business Combination - Interests of Directors, Board Members and Executive Officers in the Business Combination - Linde AG - Treatment of Equity Awards" on pages 183-187.
- Restricted Stock Units that will vest in full and payout on or about June 7, 2021in Linde plc Ordinary Shares on a one-for-one basis.
- Restricted Stock Units that will vest in full and payout on or about March 20, 2022 in Linde plc Ordinary Shaes on a one-for-one basis.
- Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
- Restricted Stock Units that will vest in full and payout on or about April 1, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
- This option vests over three years in three consecutive equal annual installments beginning on March 20,2020.
- This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
- This option vests over three years in three consecutive equal annual installments beginning on April 1, 2021.
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