Filing Details
- Accession Number:
- 0001102993-20-000120
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-07 09:05:24
- Reporting Period:
- 2020-08-05
- Accepted Time:
- 2020-08-07 09:05:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1102993 | Liveperson Inc | LPSN | Services-Prepackaged Software (7372) | 133861628 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1506224 | Daryl Carlough | C/O Liveperson, Inc. 475 Tenth Avenue, 5Th Floor New York NY 10018 | Svp, Global & Corp Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-08-05 | 8,304 | $12.45 | 34,017 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-08-05 | 550 | $28.18 | 34,567 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-08-05 | 2,214 | $57.50 | 32,353 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-08-05 | 2,213 | $55.00 | 30,140 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-08-05 | 4,427 | $54.89 | 25,713 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-08-05 | 8,304 | $0.00 | 8,304 | $12.45 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-08-05 | 550 | $0.00 | 550 | $28.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,544 | 2028-02-16 | No | 4 | M | Direct | |
| 5,775 | 2029-05-29 | No | 4 | M | Direct |
Footnotes
- The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Number reported includes 10,612 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.
- The Option is fully exercisable.
- The Option is vested and exercisable with respect to 1,375 underlying shares (after taking into account prior exercises, but including the 550 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 4,950 underlying shares in three remaining equal installments on each of May 29, 2021, May 29, 2022 and May 29, 2023.
Billionaire Hedge Funds
