Filing Details

Accession Number:
0001209191-20-045564
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-06 18:30:04
Reporting Period:
2020-08-04
Accepted Time:
2020-08-06 18:30:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393818 Blackstone Group Inc BX Investment Advice (6282) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1574706 Joseph Baratta 345 Park Avenue
New York NY 10154
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-08-04 500,000 $0.00 1,613,448 No 4 C Direct
Class A Common Stock Disposition 2020-08-05 184,815 $52.87 1,428,633 No 4 S Direct
Class A Common Stock Disposition 2020-08-06 250,000 $53.09 1,178,633 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Blackstone Holdings partnership units Disposition 2020-08-04 500,000 $0.00 500,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,538,538 No 4 C Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Blackstone Holdings partnership units $0.00 142,237 142,237 Indirect
Class A Common Stock Blackstone Holdings partnership units $0.00 4,541,950 4,541,950 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
142,237 142,237 Indirect
4,541,950 4,541,950 Indirect
Footnotes
  1. Pursuant to an exchange agreement, the Reporting Person exchanged 500,000 Blackstone Holdings partnership units (as defined below) for an equal number of shares of Class A Common Stock of The Blackstone Group Inc.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.24 to $53.16, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.83 to $53.58, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
  4. A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., BlackstoneHoldings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Class A Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.
  5. These securities are held by a trust for the benefit of the Reporting Person's family, of which the Reporting Person is a trustee.
  6. These securities are held by a limited liability company, of which the Reporting Person is the manager.