Filing Details

Accession Number:
0001437749-20-016919
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-06 17:22:36
Reporting Period:
2020-08-04
Accepted Time:
2020-08-06 17:22:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
861842 Cathay General Bancorp CATY State Commercial Banks (6022) 954274680
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1706290 Richard Sun 777 North Broadway
Los Angeles CA 90012
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-08-04 2,000 $30.00 8,833 No 4 P Indirect By Sun Trust
Common Stock Acquisiton 2020-08-04 5,000 $30.00 8,215 No 4 P Indirect By JKLM Limited Partnership
Common Stock Acquisiton 2020-08-04 1,500 $30.00 1,500 No 4 P Indirect by Ivy Sun Separate Trust
Common Stock Acquisiton 2020-08-04 2,500 $30.00 2,500 No 4 P Indirect by RIS Family Limited Partnership
Common Stock Acquisiton 2020-08-04 1,600 $30.00 1,600 No 4 P Indirect by Michael Sun Trust
Common Stock Acquisiton 2020-08-04 1,500 $30.00 1,500 No 4 P Indirect by Lin-Chih Corporation
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Sun Trust
No 4 P Indirect By JKLM Limited Partnership
No 4 P Indirect by Ivy Sun Separate Trust
No 4 P Indirect by RIS Family Limited Partnership
No 4 P Indirect by Michael Sun Trust
No 4 P Indirect by Lin-Chih Corporation
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,100 Indirect By spouse
Common Stock 1,000 Direct
Footnotes
  1. On June 9, 2020, 3,111 shares of common stock of Cathay General Bancorp were transferred to the Sun Trust as indirect ownership, without the payment of any consideration.