Filing Details

Accession Number:
0001033905-20-000118
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-06 09:24:03
Reporting Period:
2020-08-05
Accepted Time:
2020-08-06 09:24:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1033905 Luminex Corp LMNX Surgical & Medical Instruments & Apparatus (3841) 742747608
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1732490 Eric Shapiro 12212 Technology Blvd.
Austin TX 78727-6131
Sr Vp, Global Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-08-05 14,179 $16.74 48,046 No 4 M Direct
Common Stock Disposition 2020-08-05 14,179 $40.16 33,867 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right To Buy) Disposition 2020-08-05 14,179 $16.74 14,179 $16.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-09-30 2022-10-01 No 4 M Direct
Footnotes
  1. This balance includes a total of 608 shares obtained under the Luminex Corporation Employee Stock Purchase Plan on May 29, 2020.
  2. This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1 adopted by the seller on May 12, 2020. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the aforementioned trading plan was adopted.