Filing Details

Accession Number:
0001209191-20-045290
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-05 19:05:27
Reporting Period:
2020-08-03
Accepted Time:
2020-08-05 19:05:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1731348 Tilray Inc. TLRY Medicinal Chemicals & Botanical Products (2833) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1746080 Michael Auerbach 1100 Maughan Road
Nanaimo A1 V9X IJ2
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class 2 Common Stock Acquisiton 2020-08-03 3,168 $0.19 398,611 No 4 M Direct
Class 2 Common Stock Acquisiton 2020-08-03 107,290 $1.25 505,901 No 4 M Direct
Class 2 Common Stock Acquisiton 2020-08-03 21,458 $1.25 527,359 No 4 M Direct
Class 2 Common Stock Acquisiton 2020-08-03 21,458 $2.51 548,817 No 4 M Direct
Class 2 Common Stock Acquisiton 2020-08-03 5,717 $2.51 554,534 No 4 M Direct
Class 2 Common Stock Disposition 2020-08-03 279,608 $7.28 274,926 No 4 S Direct
Class 2 Common Stock Disposition 2020-08-03 75,526 $7.27 0 No 4 S Indirect By: M3 Daat, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Indirect By: M3 Daat, LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class 2 Common Stock Stock Option (Right to Buy) Disposition 2020-08-03 3,168 $0.00 3,168 $0.19
Class 2 Common Stock Stock Option (Right to Buy) Disposition 2020-08-03 107,290 $0.00 107,290 $1.25
Class 2 Common Stock Stock Option (Right to Buy) Disposition 2020-08-03 21,458 $0.00 21,458 $1.25
Class 2 Common Stock Stock Option (Right to Buy) Disposition 2020-08-03 21,458 $0.00 21,458 $2.51
Class 2 Common Stock Option (Right to Buy) Disposition 2020-08-03 5,717 $0.00 5,717 $2.51
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2024-06-17 No 4 M Direct
0 2024-11-10 No 4 M Direct
0 2024-11-10 No 4 M Direct
0 2025-09-17 No 4 M Direct
101,573 2025-09-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class 2 Common Stock 456,315 Indirect By: Murphy Ofutt Common LLC
Class 2 Common Stock 1,166,634 Indirect By: Murphy Ofutt LLC
Class 2 Common Stock 42,028 Indirect By: M3 Ein Sof LLC
Footnotes
  1. The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.11 to $7.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 3 to this Form 4.
  4. The Reporting Person is a member of M3 Daat, LLC and has sole voting and investment power with respect to the shares held by M3 Daat, LLC.
  5. Mr. Auerbach serves as General Partner of Murphy Ofutt Common, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt Common, LLC
  6. Mr. Auerbach serves as General Partner of Murphy Ofutt Common, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt Common, LLC
  7. Mr. Auerbach is a member of M3 Ein Sof LLC and has sole voting and investment power with respect to the shares held by M3 Ein Sof LLC.
  8. The shares subject to this option are fully vested.