Filing Details

Accession Number:
0001209191-20-044816
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-04 18:33:42
Reporting Period:
2020-07-31
Accepted Time:
2020-08-04 18:33:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
40545 General Electric Co GE Electronic & Other Electrical Equipment (No Computer Equip) (3600) 140689340
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1257864 P Edward Garden 280 Park Avenue, 41St Floor
New York NY 10017
Yes No No No
1345471 Trian Fund Management, L.p. 280 Park Avenue, 41St Floor
New York NY 10017
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.06 Per Share Disposition 2020-07-31 3,264,481 $6.09 56,022,199 No 4 S Indirect Please see explanation below
Common Stock, Par Value $0.06 Per Share Disposition 2020-08-03 1,542,820 $6.18 54,479,379 No 4 S Indirect Please see explanation below
Common Stock, Par Value $0.06 Per Share Disposition 2020-08-04 10,761,857 $6.16 43,717,522 No 4 S Indirect Please see explanation below
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Please see explanation below
No 4 S Indirect Please see explanation below
No 4 S Indirect Please see explanation below
Footnotes
  1. The sales reported in this Form 4 were done for portfolio management purposes.
  2. The price shown in Column 4 is a weighted average sale price. The price range for the sale is $6.00 to $6.25. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  3. Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) X, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.
  4. (FN 3, contd.) Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Garden and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Garden is a director of the Issuer.
  5. The price shown in Column 4 is a weighted average sale price. The price range for the sale is $6.15 to $6.185. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  6. The price shown in Column 4 is a weighted average sale price. The price range for the sale is $6.15 to $6.20. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.