Filing Details
- Accession Number:
- 0001127602-20-022723
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-04 17:37:12
- Reporting Period:
- 2020-08-03
- Accepted Time:
- 2020-08-04 17:37:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 833444 | Johnson Controls International Plc | JCI | Services-Miscellaneous Business Services (7380) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1403297 | George Oliver | 5757 N. Green Bay Avenue Milwaukee WI 53209 | Chairman & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2020-08-03 | 13,877 | $17.79 | 1,029,021 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2020-08-03 | 11,674 | $21.14 | 1,040,695 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2020-08-03 | 22,174 | $38.66 | 1,018,521 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Employee Stock Option (Right to Buy) | Disposition | 2020-08-03 | 13,877 | $0.00 | 13,877 | $17.79 |
| Ordinary Shares | Employee Stock Option (Right to Buy) | Disposition | 2020-08-03 | 11,674 | $0.00 | 11,674 | $21.14 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,876 | 2020-10-11 | No | 4 | M | Direct | |
| 11,674 | 2021-10-11 | No | 4 | M | Direct |
Footnotes
- Transaction effected pursuant to a Rule 10b5-1 trading plan.
- Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.
Billionaire Hedge Funds
