Filing Details
- Accession Number:
- 0001062993-20-003649
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-04 17:09:50
- Reporting Period:
- 2020-08-03
- Accepted Time:
- 2020-08-04 17:09:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1781335 | Otis Worldwide Corp | OTIS | Electronic & Other Electrical Equipment (No Computer Equip) (3600) | 833789412 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1807749 | Peiming Zheng | 1 Carrier Place Farmington CT 06032 | President, Otis China | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-08-03 | 9,488 | $41.81 | 12,414 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-08-03 | 9,488 | $63.60 | 2,926 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2020-08-03 | 54 | $63.21 | 0 | No | 4 | S | Indirect | UTC 401K |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Indirect | UTC 401K |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2020-08-03 | 9,488 | $0.00 | 9,488 | $41.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-01-03 | 2021-01-02 | No | 4 | M | Direct |
Footnotes
- As a result of the spin-off of the issuer by UTC, Otis shares are now held in the UTC Employee Savings Plan by insiders who held UTC shares in their plan accounts. The UTC Employee Savings Plan has advised participants that starting approximately one-year after the spin-off it will mandatorily start to sell the Otis shares.
- Exercise of cash-settled Stock Appreciation Rights.
Billionaire Hedge Funds
