Filing Details
- Accession Number:
- 0001490906-20-000051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-04 15:08:53
- Reporting Period:
- 2020-08-03
- Accepted Time:
- 2020-08-04 15:08:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1490906 | Capitol Federal Financial Inc. | CFFN | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1316781 | M Jeffrey Johnson | C/O Capitol Federal Financial, Inc. 700 South Kansas Avenue Topeka KS 66603 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Cffn Common Stock | Acquisiton | 2020-08-03 | 5,000 | $9.68 | 54,900 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Cffn Common Stock | Non-Qualified stock option | $14.35 | 2021-01-25 | 113,185 | 113,185 | Direct | |
| Cffn Common Stock | CFFN Non-qualified Stock Option May, 2012 | $11.91 | 2027-05-14 | 15,000 | 15,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-01-25 | 113,185 | 113,185 | Direct |
| 2027-05-14 | 15,000 | 15,000 | Direct |
Footnotes
- All options are currently exercisable.
- 3,750 options will vest on January 10, 2013, January 10, 2014, January 10, 2015 and January 10, 2016.
Billionaire Hedge Funds
