Filing Details

Accession Number:
0000064040-20-000156
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-03 18:48:35
Reporting Period:
2020-07-30
Accepted Time:
2020-08-03 18:48:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
64040 S&P Global Inc. SPGI Services-Consumer Credit Reporting, Collection Agencies (7320) 131026995
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1657890 Martina Cheung 55 Water Street
New York NY 10041
President, Market Intelligence No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-07-30 1,255 $51.55 8,506 No 4 M Direct
Common Stock Disposition 2020-07-30 769 $354.03 7,737 No 4 F Direct
Common Stock Acquisiton 2020-07-30 1,539 $77.81 9,276 No 4 M Direct
Common Stock Disposition 2020-07-30 998 $354.03 8,278 No 4 F Direct
Common Stock Acquisiton 2020-07-30 671 $74.07 8,949 No 4 M Direct
Common Stock Disposition 2020-07-30 432 $354.03 8,517 No 4 F Direct
Common Stock Disposition 2020-07-30 633 $352.28 7,884 No 4 S Direct
Common Stock Disposition 2020-07-30 765 $354.36 7,119 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options (Right to Buy) Disposition 2020-07-30 1,255 $0.00 1,255 $51.55
Common Stock Options (Right to Buy) Disposition 2020-07-30 1,539 $0.00 1,539 $77.81
Common Stock Options (Right to Buy) Disposition 2020-07-30 671 $0.00 671 $74.07
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-04-01 2023-03-31 No 4 M Direct
0 2015-04-01 2024-03-31 No 4 M Direct
0 2015-05-01 2024-04-30 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 219 219 Direct
Common Stock Restricted Stock Units $0.00 1,062 1,062 Direct
Common Stock Restricted Stock Units $0.00 2,240 2,240 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
219 219 Direct
1,062 1,062 Direct
2,240 2,240 Direct
Footnotes
  1. Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
  2. As previously reported, the reporting person was granted 643 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
  3. As previously reported, the reporting person was granted 1,585 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
  4. As previously reported, the reporting person was granted 2,240 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.