Filing Details
- Accession Number:
- 0001246360-11-001881
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-30 18:10:10
- Reporting Period:
- 2011-03-29
- Filing Date:
- 2011-03-30
- Accepted Time:
- 2011-03-30 18:10:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 351817 | Swift Energy Co | SFY | Crude Petroleum & Natural Gas (1311) | 203940661 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201969 | Jr D Alton Heckaman | 16825 Northchase Drive, Suite 400 Houston TX 77060 | Evp & Cfo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Swift Energy Common Stock | Acquisiton | 2011-03-29 | 7,000 | $30.47 | 133,172 | No | 4 | M | Direct | |
| Swift Energy Common Stock | Disposition | 2011-03-29 | 2,500 | $42.55 | 130,672 | No | 4 | S | Direct | |
| Swift Energy Common Stock | Disposition | 2011-03-29 | 2,500 | $42.52 | 128,172 | No | 4 | S | Direct | |
| Swift Energy Common Stock | Disposition | 2011-03-29 | 5,013 | $42.54 | 123,159 | No | 4 | F | Direct | |
| Swift Energy Common Stock | Disposition | 2011-03-30 | 2,500 | $43.50 | 120,659 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Swift Energy Common Stock | Stock Option 3/29/2011 - 3/29/2013 | Acquisiton | 2011-03-29 | 5,013 | $0.00 | 5,013 | $42.54 |
| Swift Energy Common Stock | SQ01 Plan grt 5/8/2001 NQ | Disposition | 2011-03-29 | 7,000 | $0.00 | 7,000 | $30.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,013 | 2012-03-29 | 2013-03-29 | No | 4 | A | Direct |
| 0 | 2002-05-08 | 2011-05-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Sfy Common Stock-401(K) | 8,065 | Indirect | 401(k) Plan |
| Sfy Cmmn Stock-Esop Holding | 1,507 | Indirect | ESOP Plan |
Footnotes
- Based on statement dated 1/30/2011.
- Based on statement dated 12/31/2010.
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