Filing Details

Accession Number:
0001209191-20-044342
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-07-31 19:31:49
Reporting Period:
2020-07-29
Accepted Time:
2020-07-31 19:31:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1664703 Bloom Energy Corp BE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1591851 Marie Shawn Soderberg 4353 North First Street
San Jose CA 951243
Evp, Gc & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-07-29 39,893 $0.00 327,744 No 4 M Direct
Class A Common Stock Acquisiton 2020-07-30 20,000 $0.00 347,744 No 4 C Direct
Class A Common Stock Disposition 2020-07-30 28,029 $12.67 319,715 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Restricted Stock Units (RSU) Disposition 2020-07-29 20,000 $0.00 20,000 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2020-07-29 20,000 $0.00 20,000 $0.00
Class A Common Stock Restricted Stock Units (RSU) Disposition 2020-07-29 39,893 $0.00 39,893 $0.00
Class A Common Stock Class B Common Stock Disposition 2020-07-30 20,000 $0.00 20,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
20,000 No 4 M Direct
0 No 4 M Direct
0 No 4 C Direct
Footnotes
  1. All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrenceof certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of theholder.
  2. Sales of shares to satisfy tax withholding obligations incurred in connection with the settlement of vested restricted stock units. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  3. The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $12.51 to $13.06, inclusive. Thereporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of theSecurities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within therange set forth in this footnote.
  4. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement.
  5. The RSUs will vest 50% on the first allowable trading date following the one-year anniversary of July 24, 2018, and the remaining 50% to vest on the first allowable trading date following the second-year anniversary of July 24, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service through each vesting date.
  6. The RSUs vest in equal installments every six months over two years from July 25, 2018, the date of grant.