Filing Details

Accession Number:
0001772695-20-000111
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-07-31 14:23:23
Reporting Period:
2020-07-29
Accepted Time:
2020-07-31 14:23:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1772695 Sunnova Energy International Inc. NOVA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1604841 D Stuart Allen 20 East Greenway Plaza,
Suite 540
Houston TX 77046
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-07-29 38,577 $13.58 54,009 No 4 M Direct
Common Stock Disposition 2020-07-29 28,600 $23.74 25,409 No 4 S Direct
Common Stock Acquisiton 2020-07-29 12,500 $0.00 37,909 No 4 M Direct
Common Stock Disposition 2020-07-29 4,919 $23.74 32,990 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2020-07-29 38,577 $0.00 38,577 $13.58
Common Stock Restricted Stock Units Disposition 2020-07-29 12,500 $0.00 12,500 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2028-06-01 No 4 M Direct
25,000 No 4 M Direct
Footnotes
  1. The sales represented on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2020.
  2. The price reported in Column 4 is a weighted average price. These shares of common stock of Sunnova Energy International Inc. ("Common Stock") were sold in multiple transactions at prices ranging from $23.36 to $24.05. The reporting person undertakes to provide to Sunnova Energy International Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the such range.
  3. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock.
  4. These Non-qualified Stock Options ("Options") vested on July 29, 2020.
  5. The RSUs vest in three equal annual installments beginning on July 29, 2020. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest.