Filing Details

Accession Number:
0001127602-20-022331
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-07-30 19:48:30
Reporting Period:
2020-07-28
Accepted Time:
2020-07-30 19:48:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1053352 Heritage Commerce Corp HTBK State Commercial Banks (6022) 770469558
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1541330 Eugene Michael Benito 150 Almadne Blvd.
San Jose CA 95113
Evp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, No Par Value Disposition 2020-07-28 6,250 $6.81 70,037 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, No Par Value Standard Employee Option - NSO $6.57 2013-04-30 2023-04-30 10,000 10,000 Direct
Common Stock, No Par Value Standard Employee Option - NSO $8.07 2014-02-27 2024-02-27 12,500 12,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-04-30 10,000 10,000 Direct
2024-02-27 12,500 12,500 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.8050 to $6.8250, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.