Filing Details
- Accession Number:
- 0000944075-20-000025
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-07-29 14:12:36
- Reporting Period:
- 2020-07-27
- Accepted Time:
- 2020-07-29 14:12:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 944075 | Socket Mobile Inc. | SCKT | Electronic Computers (3571) | 943155066 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192169 | L Leonard Ott | 39700 Eureka Drive Newark CA 94560 | Evp Of Engineering & Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-07-27 | 2,223 | $1.04 | 18,663 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2020-07-27 | 2,223 | $1.04 | 20,886 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2020-07-27 | 3,500 | $0.95 | 24,386 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2020-07-27 | 5,520 | $1.82 | 29,906 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2020-07-27 | 5,520 | $1.82 | 35,426 | No | 4 | C | Direct | |
| Common Stock | Disposition | 2020-07-27 | 18,986 | $3.84 | 16,440 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Common stock option | Disposition | 2020-07-27 | 2,223 | $0.00 | 2,223 | $1.04 |
| Common | Common stock option | Disposition | 2020-07-27 | 2,223 | $0.00 | 2,223 | $1.04 |
| Common | Common stock option | Disposition | 2020-07-27 | 3,500 | $0.00 | 3,500 | $0.95 |
| Common | Common stock option | Disposition | 2020-07-27 | 5,520 | $0.00 | 5,520 | $1.82 |
| Common | Common stock option | Disposition | 2020-07-27 | 5,520 | $0.00 | 5,520 | $1.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 166,095 | 2023-04-01 | No | 4 | X | Direct | |
| 163,872 | 2023-04-01 | No | 4 | X | Direct | |
| 160,372 | 2024-03-03 | No | 4 | X | Direct | |
| 154,852 | 2021-02-22 | No | 4 | X | Direct | |
| 149,332 | 2021-02-22 | No | 4 | X | Direct |
Footnotes
- Automatic 10b5-1 Plan transaction adopted on 6/5/2020.
- Vests monthly over 48 months.
Billionaire Hedge Funds
