Home > Insider Trading > Filing (0001493152-20-013996)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1705012	Fat Brands Inc	FAT	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1033016	Andrew Wiederhorn	9720 Wilshire Blvd., Suite 500 Beverly Hills CA 90212	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Series B Cumulative Preferred Stock	Acquisiton	2020-07-16	1,567	$0.00	21,567	No	4	A	Direct
Series B Cumulative Preferred Stock	Acquisiton	2020-07-16	4,000	$0.00	25,567	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	WARRANT TO PURCHASE COMMON STOCK	Acquisiton	2020-07-16	2,400	$0.00	2,400	$8.50
Common Stock	WARRANT TO PURCHASE COMMON STOCK	Disposition	2020-07-16	14,400	$0.00	14,400	$8.50
Common Stock	WARRANT TO PURCHASE COMMON STOCK	Acquisiton	2020-07-16	120,000	$0.00	120,000	$5.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
14,400	2024-10-03	No	4	P	Direct
0	2024-10-03	No	4	D	Direct
120,000	2025-07-16	No	4	A	Direct

Footnotes

The Company issued to the Reporting Person 1,567 shares of Series B Cumulative Preferred Stock at $25.00 per share as consideration for accrued dividends on shares of Series B Cumulative Preferred Stock held by the Reporting Person.
The Reporting Person acquired in a private transaction units comprised of 4,000 shares of Series B Cumulative Preferred Stock and 2,400 warrants originally issued by the Company in October 2019 for $25.00 per unit plus accrued and unpaid dividends.
In connection with the Company's public offering of Series B Cumulative Preferred Stock and Warrants, the Company exchanged outstanding warrants held by the Reporting Person for warrants of the same class issued in the public offering in an exempt transaction under Rule 16b-3(d) and (e).