Filing Details

Accession Number:
0001209191-20-043497
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-07-23 17:00:10
Reporting Period:
2020-07-21
Accepted Time:
2020-07-23 17:00:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1260990 Oncternal Therapeutics Inc. ONCT () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1073407 L Daniel Kisner 12230 El Camino Real, Suite 300
San Diego CA 92130
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-07-21 10,000 $2.38 10,000 No 4 P Indirect By Kisner Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Kisner Revocable Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Acquisiton 2020-07-21 5,000 $2.38 5,000 $2.32
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,000 2026-01-21 No 4 A Indirect
Footnotes
  1. The warrants are currently exercisable into shares of the Issuer's Common Stock except to the extent that the exercise would result in the beneficial ownership of more than 4.99% of the Issuer's outstanding Common Stock.