Filing Details

Accession Number:
0001562180-20-005206
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-07-22 21:58:01
Reporting Period:
2020-07-20
Accepted Time:
2020-07-22 21:58:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1603756 Axonics Modulation Technologies Inc. AXNX Surgical & Medical Instruments & Apparatus (3841) 454744083
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1756399 Rinda Sama 26 Technology Drive
Irvine CA 92618
Chief Operating Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-07-20 13,657 $1.63 199,931 No 4 M Direct
Common Stock Acquisiton 2020-07-20 6,943 $14.19 206,874 No 4 M Direct
Common Stock Disposition 2020-07-20 19,700 $39.33 187,174 No 4 S Direct
Common Stock Disposition 2020-07-20 900 $40.19 186,274 No 4 S Direct
Common Stock Acquisiton 2020-07-21 13,127 $14.19 199,401 No 4 M Direct
Common Stock Disposition 2020-07-21 10,400 $40.69 189,001 No 4 S Direct
Common Stock Disposition 2020-07-21 4,000 $41.10 185,001 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2020-07-20 6,943 $0.00 6,943 $14.19
Common Stock Stock Option (Right to Buy) Disposition 2020-07-20 13,657 $0.00 13,657 $1.63
Common Stock Stock Option (Right to Buy) Disposition 2020-07-21 13,127 $0.00 13,127 $14.19
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
68,612 2029-01-30 No 4 M Direct
11,543 2028-03-30 No 4 M Direct
55,485 2029-01-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,000 Indirect By Spouse
Footnotes
  1. This sale was pursuant to a 10b5-1 plan adopted by the reporting person on June 18, 2020.
  2. This transaction was executed in multiple trades at prices ranging from $39.14 to $40.07. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. This transaction was executed in multiple trades at prices ranging from $40.16 to $40.21. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. This transaction was executed in multiple trades at prices ranging from $40.00 to $40.99. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  5. This transaction was executed in multiple trades at prices ranging from $41.00 to $41.24. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  6. The shares subject to the option will vest over a period of four years, with 1/4th of the shares subject to the option vesting on January 30th, 2020, and the remainder vesting at a rate of 1/36th per month commencing upon the one-year anniversary of January 30th, 2020, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer. The option is subject to an early exercise provision and is immediately exercisable.
  7. The shares subject to the option will vest over a period of four years, with 1/4th of the shares subject to the option vesting on March 30, 2018, and the remainder vesting at a rate of 1/36th per month commencing upon the one-year anniversary of March 30, 2018, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer. The option is subject to an early exercise provision and is immediately exercisable.