Filing Details
- Accession Number:
- 0001140361-11-019409
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-30 14:52:33
- Reporting Period:
- 2011-03-09
- Filing Date:
- 2011-03-30
- Accepted Time:
- 2011-03-30 14:52:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 60714 | Lsb Industries Inc | LXU | Industrial Inorganic Chemicals (2810) | 731015226 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1438255 | Paul Rydlund | 16 South Pennsylvania Avenue Oklahoma City OK 73107 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-09 | 3,500 | $2.73 | 3,500 | No | 4 | M | Indirect | By Trust |
| Common Stock | Disposition | 2011-03-09 | 3,500 | $36.04 | 0 | No | 4 | S | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option | Disposition | 2011-03-09 | 3,500 | $0.00 | 3,500 | $2.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-09-29 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option | $5.10 | 2015-11-17 | 8,000 | 8,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-11-17 | 8,000 | 8,000 | Direct |
Footnotes
- Immediately after the reporting person acquired these shares upon the exercise of the stock option as reported in Table II, the shares were transferred by the reporting person into a trust of which the reporting person is settlor and trustee, with voting and dispositive power over the securities held in the trust.
- Incentive Stock Options ("ISO") granted by the Issuer to the reporting person under the Issuer's incentive stock option plan. Each ISO allows the purchase of shares of the Issuer's common stock upon the exercise thereof. Each ISO expires 10 years from the date of grant, and each ISO is currently fully vested and exercisable. As of the date of this report, the total number of shares of common stock underlying all ISOs is 8,000.
Billionaire Hedge Funds
