Filing Details

Accession Number:
0001127602-20-022001
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-07-22 18:12:07
Reporting Period:
2020-07-20
Accepted Time:
2020-07-22 18:12:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1703647 Frequency Therapeutics Inc. FREQ () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1216955 S Joel Marcus C/o Frequency Therapeutics, Inc.,
19 Presidential Way, 2Nd Floor
Woburn MA 01801
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-07-20 55,555 $18.00 1,011,730 No 4 P Indirect Alexandria Venture Investments, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Alexandria Venture Investments, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 319,700 Direct
Footnotes
  1. On July 17, 2020 the Issuer entered into a definitive securities purchase agreement with certain institutional investors (the "Private Placement"), which closed on July 20, 2020. The Private Placement consisted of 2,350,108 shares of common stock at a price of $18.00 per share The 55,555 shares of common stock reported herein were acquired pursuant to the Private Placement.
  2. Represents securities held of record by Alexandria Venture Investments, LLC ("Alexandria"). Alexandria Real Estate Equities, Inc. is the managing member of Alexandria. Each of Alexandria and Alexandria Real Estate Equities, Inc. has shared voting and investment power with respect to the shares owned by Alexandria. The reporting person is the Executive Chairman of Alexandria Real Estate Equities, Inc. and may therefore be deemed to have voting and investment power with respect to the shares owned by Alexandria. Each of the reporting person and Alexandria Real Estate Equities, Inc. disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.