Filing Details
- Accession Number:
- 0001209191-20-043275
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-07-22 13:32:41
- Reporting Period:
- 2020-07-21
- Accepted Time:
- 2020-07-22 13:32:41
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1595371 | C Mark Tuffin | The Kroger Co. 1014 Vine Street Cincinnati OH 45202 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-07-21 | 20,000 | $11.31 | 217,153 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-07-21 | 15,000 | $12.37 | 232,153 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-07-21 | 35,000 | $35.00 | 197,153 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option | Disposition | 2020-07-21 | 15,000 | $0.00 | 15,000 | $12.37 |
| Common Stock | Non-Qualified Stock Option | Disposition | 2020-07-21 | 20,000 | $0.00 | 20,000 | $11.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-06-23 | No | 4 | M | Direct | |
| 0 | 2021-09-15 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 21, 2020.
- These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.
Billionaire Hedge Funds
