Filing Details

Accession Number:
0000899243-20-019863
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-07-21 19:33:05
Reporting Period:
2020-07-17
Accepted Time:
2020-07-21 19:33:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1807901 Pandion Therapeutics Inc. PAND Pharmaceutical Preparations (2834) 833015614
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1817449 Nancy Stagliano C/O Pandion Therapeutics, Inc.,
134 Coolidge Avenue
Watertown MA 02472
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-07-21 15,004 $0.00 73,067 No 4 C Indirect By The Nancy E. Stagliano Trust
Common Stock Acquisiton 2020-07-21 1,000 $18.00 1,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By The Nancy E. Stagliano Trust
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2020-07-17 3,674 $0.00 3,674 $18.00
Common Stock Stock Option (right to buy) Acquisiton 2020-07-17 13,997 $0.00 13,997 $18.00
Common Stock Series A Preferred Stock Disposition 2020-07-21 28,620 $0.00 5,612 $0.00
Common Stock Series B Preferred Stock Disposition 2020-07-21 47,898 $0.00 9,392 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,674 2030-07-16 No 4 A Direct
13,997 2030-07-16 No 4 A Direct
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. The Series A Preferred Stock and Series B Preferred Stock converted into Common Stock on a 5.0994-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock and Series B Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.
  2. Represents shares purchased through a directed share program in connection with the initial public offering of Pandion Therapeutics, Inc.'s common stock, which closed on July 21, 2020. These shares of common stock were purchased at the public offering price of $18.00 per share.
  3. This option award was granted on July 17, 2020. The shares underlying the award vest in equal quarterly installments following June 28, 2018 through June 28, 2022, subject to the reporting person's continued service on each applicable vesting date.
  4. This option award was granted on July 17, 2020. The shares underlying the award vest in equal monthly installments following July 17, 2020 through July 17, 2023, subject to the reporting person's continued service on each applicable vesting date.