Filing Details

Accession Number:
0001213900-20-018025
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2020-07-21 06:03:33
Reporting Period:
2019-04-30
Accepted Time:
2020-07-21 06:03:33
Original Submission Date:
2020-07-08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1713539 Kaixin Auto Holdings KXIN Retail-Auto Dealers & Gasoline Stations (5500) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1720332 Fund Value Shareholder C/O Maples Corporate Services Limited
Ugland House, South Church St Po Box 309
George Town, Grand Cayman E9 KY1 1104
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2019-04-30 5,119,571 $1.32 5,119,571 No 4 P Direct
Ordinary Shares Acquisiton 2020-07-06 4,213,629 $1.00 9,413,200 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Warrants Acquisiton 2019-04-30 263,863 $11.50 263,863 $11.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
263,863 2019-04-30 2024-04-30 No 4 P Direct