Filing Details
- Accession Number:
- 0001562180-20-005157
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-07-17 16:03:23
- Reporting Period:
- 2020-07-15
- Accepted Time:
- 2020-07-17 16:03:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1253176 | Vapotherm Inc | VAPO | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1186476 | B Craig Reynolds | 100 Domain Drive Exeter NH 03833 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-07-15 | 8,033 | $1.68 | 8,033 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2020-07-15 | 25,561 | $1.54 | 33,594 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-07-15 | 8,802 | $48.93 | 24,792 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-07-15 | 24,792 | $49.79 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to purchase Common Stock | Disposition | 2020-07-15 | 8,033 | $0.00 | 8,033 | $1.68 |
Common Stock | Option to purchase Common Stock | Disposition | 2020-07-15 | 475 | $0.00 | 475 | $1.54 |
Common Stock | Option to purchase Common Stock | Disposition | 2020-07-15 | 7,535 | $0.00 | 7,535 | $1.54 |
Common Stock | Option to purchase Common Stock | Disposition | 2020-07-15 | 7,474 | $0.00 | 7,474 | $1.54 |
Common Stock | Option to purchase Common Stock | Disposition | 2020-07-15 | 10,077 | $0.00 | 10,077 | $1.54 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2028-01-17 | No | 4 | M | Direct | |
0 | 2023-04-16 | No | 4 | M | Direct | |
0 | 2024-04-14 | No | 4 | M | Direct | |
0 | 2025-04-14 | No | 4 | M | Direct | |
0 | 2026-01-18 | No | 4 | M | Direct |
Footnotes
- The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
- This transaction was executed in multiple trades at prices ranging from $48.31 to $49.30. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $49.31 to $50.22. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This option has fully vested.