Filing Details

Accession Number:
0001140361-20-016110
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-07-15 21:01:16
Reporting Period:
2020-07-13
Accepted Time:
2020-07-15 21:01:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1290677 Turning Point Brands Inc. TPB Tobacco Products (2100) DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
911649 Standard Diversified Inc. 767 5Th Avenue 12Th Floor
New York NY 10153
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-07-13 1,800,000 $22.44 8,178,918 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. This sale was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, with a purchase of the common stock of the issuer by the reporting person within the past six months. The reporting person and the Issuer have entered into an agreement under which the reporting person has made arrangements to remit to the issuer the full amount of the reporting person's pecuniary interest in the disgorgeable profit arising from such transaction.
  2. The reporting person sold these shares as part of a public offering of an aggregate of 2,000,000 shares of the issuer's common stock. The price per share reflects the public offering price of $23.50 per share, net of the 4.5% underwriting discount.