Filing Details

Accession Number:
0001683168-20-002267
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-07-14 17:20:38
Reporting Period:
2020-05-19
Accepted Time:
2020-07-14 17:20:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1355848 Genius Brands International Inc. GNUS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1104036 G Michael Klein 8383 Wilshire Blvd., Suite 412
Beverly Hills CA 90211
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2020-05-19 5,000 $1.28 5,000 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2020-06-18 10,000 $2.79 15,000 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2020-06-26 5,000 $2.73 20,000 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2020-07-06 25,000 $2.83 45,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share 55,000 Indirect See Note
Footnotes
  1. The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $2.73 to $2.97, inclusive. Upon request of the SEC staff, Genius Brands International, Inc. (the "Issuer") or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.
  2. Represents securities held of record by the Michael G. Klein Living Trust dated 3/25/2002.