Filing Details

Accession Number:
0001213900-20-017447
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-07-14 17:06:26
Reporting Period:
2020-07-10
Accepted Time:
2020-07-14 17:06:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1377936 Saratoga Investment Corp. SAR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1349483 L Christian Oberbeck C/O Saratoga Investment Corp
535 Madison Avenue
New York, NY 10022
Ceo And Director Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-07-10 500 $15.98 713,950 No 4 P Direct
Common Stock Acquisiton 2020-07-13 500 $16.00 714,450 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 217,774 Indirect By CLO Partners LLC
Common Stock 15,375 Indirect By children
Common Stock 1,011 Indirect By wife