Filing Details
- Accession Number:
- 0000707549-20-000114
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-07-14 17:01:26
- Reporting Period:
- 2020-07-10
- Accepted Time:
- 2020-07-14 17:01:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 707549 | Lam Research Corp | LRCX | Special Industry Machinery, Nec (3559) | 942634797 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185730 | Kevin Jennings | C/O Lam Research Corporation 4560 Cushing Parkway Fremont CA 94538 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-04-20 | 6,816 | $0.00 | 4,899 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2020-04-20 | 6,816 | $0.00 | 6,816 | No | 5 | G | Indirect | by trust |
| Common Stock | Disposition | 2020-06-08 | 6,816 | $0.00 | 0 | No | 5 | G | Indirect | by trust |
| Common Stock | Acquisiton | 2020-06-08 | 6,816 | $0.00 | 11,804 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2020-07-10 | 6,905 | $335.09 | 4,899 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-07-10 | 1,554 | $119.67 | 6,453 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-07-10 | 1,554 | $335.09 | 4,899 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-07-10 | 1,123 | $190.07 | 6,022 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-07-10 | 1,123 | $340.00 | 4,899 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-07-10 | 2,477 | $176.75 | 7,376 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-07-10 | 2,477 | $335.09 | 4,899 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | by trust |
| No | 5 | G | Indirect | by trust |
| No | 5 | G | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-07-10 | 1,554 | $119.67 | 1,554 | $119.67 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-07-10 | 1,123 | $190.70 | 1,123 | $190.07 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-07-10 | 2,477 | $176.50 | 2,477 | $176.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-03-01 | No | 4 | M | Direct | |
| 1,123 | 2025-03-01 | No | 4 | M | Direct | |
| 4,955 | 2026-03-01 | No | 4 | M | Direct |
Footnotes
- The amount reported includes shares subject to unvested Restricted Stock Units.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2020.
- The option vests in three equal annual installments beginning on March 1, 2018.
- The option vests in three equal annual installments beginning on March 1, 2019.
- The option vests in three equal annual installments beginning on March 1, 2020.
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