Filing Details

Accession Number:
0001209191-20-042215
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-07-10 18:11:07
Reporting Period:
2020-07-08
Accepted Time:
2020-07-10 18:11:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1636050 Axovant Gene Therapies Ltd. AXGT Pharmaceutical Preparations (2834) 981333697
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1731741 Pavan Cheruvu C/O Axovant Gene Therapies Ltd.
11 Times Square, 33Rd Floor
New York NY 10036
Principal Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2020-07-08 37,500 $2.74 57,836 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The purchases reported in this Form 4 were matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, with the sales of shares by the reporting person at $3.09 per share on June 11, 2020. The reporting person has paid to the Issuer the $3,616.37 loss avoided by the reporting person in connection with the short-swing transaction.
  2. The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.70 to $2.79 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchase at each separate price within the range set forth in this footnote.