Filing Details
- Accession Number:
- 0001193805-20-000815
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-07-10 12:25:30
- Reporting Period:
- 2020-07-08
- Accepted Time:
- 2020-07-10 12:25:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1634117 | Barnes & Noble Education Inc. | BNED | Retail-Miscellaneous Shopping Goods Stores (5940) | 460599018 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1816579 | Zachary Levenick | 3304 Franklin Ave Millbrook NY 12545 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2020-07-08 | 38,529 | $1.86 | 40,529 | No | 4 | P | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2020-07-09 | 61,471 | $1.84 | 102,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Call Options (right to buy) | $2.50 | 2020-10-16 | 2,500 | 2,500 | Direct | |
| Common Stock | Call Options (right to buy) | $5.00 | 2020-10-16 | 1,000 | 1,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-10-16 | 2,500 | 2,500 | Direct |
| 2020-10-16 | 1,000 | 1,000 | Direct |
Footnotes
- Zachary Levenick may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Levenick disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- The price reported in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $1.85 to $1.87 per share, excluding commissions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $1.82 to $1.85 per share, excluding commissions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote.
- Such options are exercisable as of July 10, 2020 and were immediately exercisable upon their acquisition.
Billionaire Hedge Funds
