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Home > Insider Trading > Filing (0001288847-20-000102)

Filing Details

Accession Number:
0001288847-20-000102
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-07-08 17:45:51
Reporting Period:
2020-07-06
Accepted Time:
2020-07-08 17:45:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288847 Five9 Inc. FIVN Services-Computer Processing & Data Preparation (7374) 943394123
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1604052 P. Daniel Burkland C/O Five9, Inc., Bishop Ranch 8
4000 Executive Parkway, Suite 400
San Ramon CA 94583		 President No Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-07-06 13,943 $8.13 112,035 No 4 M Direct
Common Stock Acquisiton 2020-07-06 1,057 $14.39 113,092 No 4 M Direct
Common Stock Disposition 2020-07-06 3,477 $114.71 109,615 No 4 S Direct
Common Stock Disposition 2020-07-06 9,683 $115.58 99,932 No 4 S Direct
Common Stock Disposition 2020-07-06 1,840 $116.18 98,092 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2020-07-06 13,943 $0.00 13,943 $8.13
Common Stock Employee Stock Option (right to buy) Disposition 2020-07-06 1,057 $0.00 1,057 $14.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
882 2026-03-09 No 4 M Direct
84,235 2026-11-14 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.02 to $115.01 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.05 to $116.04, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.06 to $116.45 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  5. The option dated March 9, 2016 is fully vested.
  6. Option began vesting in 48 substantially equal monthly installments on the one-month anniversary of November 14, 2016.