Filing Details

Accession Number:
0001104659-20-082062
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-07-08 16:01:36
Reporting Period:
2020-07-06
Accepted Time:
2020-07-08 16:01:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1093691 Plug Power Inc PLUG Electrical Industrial Apparatus (3620) 223672377
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1224978 B Paul Middleton C/O Plug Power Inc.
968 Albany Shaker Road
Latham NY 12110
Cfo & Senior Vp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Plug Power Common Stock Acquisiton 2020-07-06 250,000 $3.54 318,983 No 4 M Direct
Plug Power Common Stock Disposition 2020-07-06 250,000 $10.00 68,983 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2020-07-06 250,000 $0.00 250,000 $3.54
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2024-12-01 No 4 M Direct
Footnotes
  1. Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 11, 2020.
  2. The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.