Filing Details

Accession Number:
0001580808-20-000065
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-07-07 21:22:01
Reporting Period:
2020-07-02
Accepted Time:
2020-07-07 21:22:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1580808 A10 Networks Inc. ATEN Computer Communications Equipment (3576) 201446869
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1708390 Thomas Constantino C/O A10 Networks, Inc.
2300 Orchard Parkway
San Jose CA 95131
Evp, Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-07-02 24,122 $0.00 228,874 No 4 A Direct
Common Stock Disposition 2020-07-07 15,622 $6.65 213,252 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance-based Restricted Stock Units Acquisiton 2020-07-02 56,286 $0.00 56,286 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
56,286 2024-07-02 No 4 A Direct
Footnotes
  1. Each share is represented by a Restricted Stock Unit ("RSU"). One-fourth (1/4) of the total RSUs will vest on each of the first four (4) anniversaries of the Vesting Commencement Date (04/01/2020), provided that the Reporting Person continues to serve through each vesting date.
  2. Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.
  3. Each share is represented by a Performance-based Restricted Stock Unit ("PSU").
  4. Grant of 56,286 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day period between July 2, 2020 and July 2, 2024. Vesting is subject to continued employment with the Company through the applicable vesting date, which occurs in three equal annual installments beginning on the date of achievement of the milestone and the balance on each of the first and second anniversaries of the corresponding performance milestone.