Filing Details

Accession Number:
0001578563-20-000025
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-07-02 19:31:24
Reporting Period:
2020-07-02
Accepted Time:
2020-07-02 19:31:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1330436 Liquidia Technologies Inc LQDA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1033409 N Fredric Eshelman C/O Eshelman Ventures, Llc
319 N. 3Rd Street, Suite 301
Wilmington NC 28401
No No Yes No
1706673 Eshelman Ventures, Llc 319 N. 3Rd Street, Suite 301
Wilmington NC 28401
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-07-02 1,875,000 $8.00 7,034,744 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 175,573 Indirect By Fred Eshelman, manager of Eshelman Ventures, LLC
Footnotes
  1. These shares of Common Stock, $0.001 par value per share (the "Shares"), were purchased directly from the underwriters in an underwritten public offering conducted by the Issuer on July 2, 2020 (the "Offering"). Pursuant to the Offering, the Reporting Person agreed to purchase the Shares at a public offering price of $8.00 per share. The Issuer's Rule 424(b)(5) prospectus supplement (File No. 333-233438) in connection with the Offering was filed with the Securities and Exchange Commission on July 2, 2020.
  2. The securities reported as directly beneficially owned by the Reporting Person may be deemed to be indirectly beneficially owned by Dr. Eshelman, who is the manager of the Reporting Person.