Filing Details

Accession Number:
0000899243-20-018256
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-07-02 16:02:27
Reporting Period:
2020-06-30
Accepted Time:
2020-07-02 16:02:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1805890 Fusion Pharmaceuticals Inc. FUSN () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1645161 Healthcap Vii, L.p. C/O Healthcap Vii Gp S.a.,
18 Avenue Of D'Ouchy
Lausanne V8 CH-1006
No No Yes No
1790047 S.a. Gp Vii Healthcap C/O Healthcap Vii Gp S.a.,
18 Avenue Of D'Ouchy
Lausanne V8 CH-1006
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2020-06-30 2,497,345 $0.00 2,497,345 No 4 C Indirect See Footnote
Common Shares Acquisiton 2020-06-30 1,069,902 $0.00 3,567,247 No 4 C Indirect See Footnote
Common Shares Acquisiton 2020-06-30 240,000 $17.00 3,807,247 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Class A Preferred Exchangeable Shares Disposition 2020-06-30 13,333,333 $0.00 2,497,345 $0.00
Common Shares Class B Preferred Exchangeable Shares Disposition 2020-06-30 5,712,216 $0.00 1,069,902 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Represents Class A Preferred Exchangeable Shares of Fusion Pharmaceuticals (Ireland) Limited. The Class A Preferred Exchangeable Shares of Fusion Pharmaceuticals (Ireland) Limited were redeemable into Class A Preferred Shares of the Issuer. Upon the closing of the Issuer's initial public offering, the Class A Preferred Exchangeable Shares of Fusion Pharmaceuticals (Ireland) Limited were redeemed into Class A Preferred Shares of the Issuer on a one-for-one basis, which subsequently converted into Common Shares of the Issuer on a one-for-5.339 basis.
  2. The securities are directly held by HealthCap VII, L.P. ("HCLP"). HealthCap VII GP SA ("HCSA") is the sole general partner of HCLP and has voting and investment control over the Shares and Preferred Stock held by HCLP. Johan Christenson has an indirect interest in HCSA and is an employee of HealthCap VII Advisor AB. Each of the General Partner and Dr. Christenson disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that the General Partner or Dr. Christenson is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
  3. Represents Class B Preferred Exchangeable Shares of Fusion Pharmaceuticals (Ireland) Limited. The Class B Preferred Exchangeable Shares of Fusion Pharmaceuticals (Ireland) Limited were redeemable into Class B Preferred Shares of the Issuer. Upon the closing of the Issuer's initial public offering, the Class B Preferred Exchangeable Shares of Fusion Pharmaceuticals (Ireland) Limited were redeemed into Class B Preferred Shares of the Issuer on a one-for-one basis, which subsequently converted into Common Shares of the Issuer on a one-for-5.339 basis.